The National Association of Securities Dealers Regulation, Inc., is responsible for regulating the securities industry and the NASDAQ Stock Market.

NASD Regulation provides many services for the benefit of investors.

·One of NASD Regulation primary functions is to regulate the market for the protection of investors. You will find materials to help you, the investor, operate in a safe environment.

·NASD Regulations also provides educational information and tools for investors.

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